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$2.75M settlement reached with inside trader

New York State Attorney General Andrew M. Cuomo on Thursday announced a settlement with David Shulman, formerly a top executive at UBS, over Shulman’s sale of personal holdings ...

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U.S. prosecutors dismiss UBS criminal tax case

MIAMI — U.S. prosecutors have dismissed the criminal tax evasion case against Swiss bank UBS AG, effectively taking the bank off probation after it paid a huge fine and agreed to turn over the names of...

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Madoff trustee sues UBS, others for $2B

NEW YORK CITY — The trustee trying to recover money for investors cheated by jailed financier Bernard Madoff announced a lawsuit Wednesday against the Swiss bank UBS AG and related entities and...

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UBS trader ordered held over fraud allegation

LONDON — An alleged renegade trader accused of losing Swiss banking giant UBS about $2 billion in unauthorized trading was ordered held in prison custody Friday charged with fraud and false accounting....

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UBS pays $50M to settle SEC charges on bond sale

WASHINGTON — Switzerland’s biggest bank, UBS, has agreed to pay about $50 million to settle federal civil charges of misleading investors in its sale of risky mortgage bonds ahead of the 2008 financial...

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Global banks fined billions for rigging market

LONDON — Traders with nicknames like the “Three Musketeers” and the “A-Team” plotted over Internet chat rooms to manipulate currency markets for years, profiting at the expense of clients — and then...

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